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United States: What's The Deal? SEC Expands "Dealer" Definition - Winston & Strawn LLP

Mondaq Tuesday, 20 February 2024
On February 6, 2024, the Securities and Exchange Commission ("SEC") in a 3-2 vote adopted new Rules 3a5-4 and 3a44-2 (collectively, the "New Rules"), which expand the definition of a "dealer"...
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