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United States: SEC Expands Definitions Of 'Dealer' And 'Government Securities Dealer' To Adapt To Modern Market Practices - Lowenstein Sandler

Mondaq Saturday, 24 February 2024
On Feb. 6, the Securities and Exchange Commission (SEC) announced two new rules that expanded the definition of "dealer" and "government securities dealer" under the Securities Exchange Act of 1934 (Exchange Act).
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News video: Slavery-Backed Securities - Indentured to the Banking Cartel

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