United States: Complying With The New SEC Marketing Rule: Seven Months In And Still Adapting - Proskauer Rose LLP
Friday, 9 June 2023
On November 4, 2022, compliance with amended Rule 206(4)-1 (the "Marketing Rule") became mandatory for all investment advisers registered with the Securities and Exchange Commission (the "SEC").
On November 4, 2022, compliance with amended Rule 206(4)-1 (the "Marketing Rule") became mandatory for all investment advisers registered with the Securities and Exchange Commission (the "SEC").
|
||||
You Might Like |