United States: Tread With Caution: New CFTC Enforcement Advisory On Penalties, Monitors And Admissions Portends Increased Compliance Costs For Industry - Katten Muchin Rosenman LLP

Friday, 20 October 2023
It is no longer just lions, tigers and bears Dorothy needs to be fearful of, but if she is a potential defendant in a CFTC enforcement action, she must also now worry about potential higher fines...

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United States: CFTC Enforcement Division Updates Policies Regarding Penalties, Monitors, And Admissions - Reed Smith

CFTC's Division of Enforcement (the Division) has issued guidelines (the Advisory) indicating it will no longer accept neither-admit-nor-deny answers as the...
Mondaq on October 27, 2023

United States: Tread With Caution: New CFTC Enforcement Advisory On Penalties, Monitors And Admissions Portends Increased Compliance Costs For Industry - Katten Muchin Rosenman LLP

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United States: CFTC Enforcement Division Updates Policies Regarding Penalties, Monitors, And Admissions - Reed Smith